Principal Risk Specialist
Capital One
Job Description
- Performance of First Line of Defense Assessments
- Conducts period control testing
- Performs Risk Identification Assessment
- Leads local site audit management
- Liaises with internal and external auditors to facilitate audit requirements
- Risk and Remediation Monitoring
- Inputs risk issues and events in GRC
- Identifies potential risk issues and events and reports appropriate ticket for resolution
- Participates in the analysis and resolution of risk issues and controls
- Conducts local site audit remediation
- Maintains inventory of identified risks, controls, and remediation completion
- Site Risk Management
- Partners and liaises with Risk counterparts and the management team in implementing sustainable policies and compliance control programs
- Ensure site awareness of risk management, including but not limited to the following activities:
- Provides training and assistance to Risk points-of-contact (POCs) and other employees on control procedures
- Performs periodic testing, control awareness discussions, distribution of control tools (eg. findings database)
- Cascades respective risk policies and standards relevant to each function
- Prepares monthly reports
- May be assigned/rotated across related sub-functions including but not limited to sub-functions within Risk Office
- Other job-related duties that may be assigned from time to time
- Business Graduate
- 3-5 years experience in managing risk and internal controls in Financial industry
- Preferably with experience in BPO setting
- Understanding of operational risk management framework and techniques
- Strong analytical skills to understand risk processes and identify appropriate controls
- Effective communication skills to present, negotiate, and influence
- Sound judgment in recommending and implementing resolutions
- Amenable to work in Alabang
- Amenable to work in a Mid Shift schedule
- Project management experience is a plus
- Technical audit experience (i.e. assessing programs or applications, scripts, etc.)
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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).