Job Title: Compliance - Regulatory Control Analyst

Location: Manila

Corporate Title: Associate

Team Overview

Position Reporting is a regulatory requirement for individuals and corporations to disclose relevant interest in equity and equity-linked securities of a listed corporation to the issuer and to the regulator. Individuals and corporations are treated as having an interest in securities if they hold, directly or indirectly, voting rights of shares and/or financial instruments relating to voting rights with which shares can be acquired.

What we’ll offer you

• Competitive Salary

• Attractive Retirement Benefit

• Medical and Life Insurance upon employment

• 20 days Annual Vacation Leaves

Your key responsibilities

• Identify substantial positions in relevant securities against reportable thresholds or regulatory position limits such as short positions, foreign ownership, sensitive sectors and takeovers, etc.

• Work on BAU matters covering substantial and short position reporting, regulatory limit monitoring, takeover dealings disclosure, trading restriction, trade clearance, issuer requests etc.

• Work as part of a team to review and identify gaps and potential issues, work with internal partners to come up with solutions to ensure robust controls over existing processes

• Assist line manager on ongoing project work for APAC in respect of various regional and global initiatives, e.g. responding to regulatory changes, system build, data completeness and analysis, ongoing enhancements etc.

• Work closely with Regional and Global Position Reporting, Technology and other stakeholders.

Your skills and experience

• Sound understanding of position reporting function

• Understanding of shareholding and takeover rules and disclosure obligations.

• Experience with systems build and project management – desired

• Good analytical, workflow and data analysis skills.

• Be a self-starter and work independently

• Good communication and interpersonal skills with attention to detail.

• Sound understanding of the financial markets, ideally with equities and derivatives knowledge, trade lifecycle is an advantage.

• Able to work on multiple projects.

• Good level of MS Office and Project management skills desirable are also desirable.

• Good understanding of regulatory environment.

How we’ll support you

• Training and development to help you excel in your career

• Coaching and support from experts in your team

• A culture of continuous learning to aid progression

About us and our teams

Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.

Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer. We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

Click here to find out more about our diversity and inclusion policy and initiatives

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.