Job Title Regulatory Control Senior Advisor

Location Birmingham

Corporate Title Assistant Vice President

Employee Compliance’s (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe the highest standards of individual behavior and conduct and to assess, monitor and report on Compliance risks posed by Employees and Contingent Workers associated with, amongst others, the following areas: Personal Account Dealing (PAD); Employee Compliance Attestations; and Licensing & Registrations.

As a key member of the EC Strategy and Risk Management Team, you will be responsible for supporting EC in achieving key strategic priorities including existing and transformational goals through the establishment and development of globally consistent minimum standards according to risk appetite and best practice.

What we’ll offer you

A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its centre.

You can expect:

• Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a Hybrid Working Model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them
• Competitive salary and non-contributory pension
• 30 days’ holiday plus bank holidays, with the option to purchase additional days
• Life Assurance and Private Healthcare for you and your family
• A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits
• The opportunity to support a wide ranging CSR programme + 2 days’ volunteering leave per year

Your key responsibilities

• Assisting the Global Head of EC and the Head of EC Strategy and Risk Management on global discussions/initiatives and developing risk-based proposals to support EC strategic deliverables ensuring alignment with global regulatory standards and best practice
• Establishing framework and governance over EC’s Management Information and Reporting
• Attending and governance of EC’s Leadership Team meetings/actions
• Leading the maintenance and development of the EC strategic book of work framework
• Facilitating reviews (e.g., global Licensing and Registrations review)
• Supporting the maintenance and development of EC technology systems used to record and assess disclosures and attestations
• Provide trusted advisory support to the EC Strategy and Risk Management Team on the Bank’s EC policies and associated controls to ensure minimum standards, risk appetite and processes are implemented on a globally consistent basis

Your skills and experience

• Understanding, interpreting, and implementing risk-based solutions to meet global regulatory expectations (preferably as they relate to PAD)
• Oversight and implementation of operational processes
• Experience running/supporting governance processes
• Supporting data and technology initiatives, ideally using an agile methodology
• Developing and implementing strong governance controls and processes
• Management of large sets of data – excellent excel/powerpoint skills
• Provision of Management Information to address business and operational risks

How we’ll support you

• Training and development to help you excel in your career

• Flexible working to assist you balance your personal priorities

• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs
• We value diversity and as an equal opportunities’ employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards)

Please note the expected salary for some roles may be below the minimum level requirements to support candidates who require a Skilled Worker visa to work in the UK. Should you already have a Skilled Worker visa and are identified for a role, we can discuss and support you with the process

About us

Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.

Deutsche Bank in the UK is proud to have been named in The Times Top 50 Employers for Gender Equality 2024 for five consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for our work supporting LGBTQ+ inclusion.

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.