As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that it’s your career and ‘It’s yours to build’ which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self.

The opportunity : Senior Consultant - Control Testing - FS - Risk Consulting - Mumbai

The objective of our advisory risk services is to provide clients with a candid and reliable overview of their risk landscape. Our solutions can be used by our clients to build confidence and trust with their customers, the overall market and when required by regulation or contract. You will be responsible for executing client related engagements in the areas of governance, risk & compliance (GRC), internal audits, process reviews, standard operating procedures, enterprise risk management, revenue assurance.

Your key responsibilities

• Have a good understanding of the Bank Risk & control framework and the underlying concepts on Risk Management
• Assist in performing the monitoring review that augments the principles defined as per risk and control assessment methodology.
• Involve in Control & Monitoring Design Assessment meetings and understand the monitoring steps and correlate with the controls.
• Control Evaluation: Assess if controls are designed effectively (DE) and operating effectively (OE).
• Testing Execution: Execute test procedures, including walkthroughs, re-performance, and sampling (logs, approvals, system reports).
• Documentation: Document test results and maintain workpapers in GRC tools (e.g., Archer, ServiceNow).
• Issue Identification: Identify control deficiencies, process breakdowns, and root causes.
• Reporting: Draft reports on findings and collaborate with business owners on remediation.
• Collaborating with onshore and offshore teams in gathering the necessary evidence required to perform the testing. Escalate any control failures.
• Timely submission of results in the Bank Risk & Control system
• Assisting in the creation and maintenance of reports for control tracking and analysis
• Design and execute the day-to-day testing activities of business controls, with a focus on regulatory/compliance (SOX) related risks
• Collect, analyze, and interpret information to assess and conclude on each assigned testing area with clear concise documentation
• Identify gaps in design and execution, and communicate issues and recommendations to R&C team and control owners
• Develop and maintain comprehensive documentation including process walkthrough documentation, control testing documentation and any others required

Skills and attributes for success

• Strong background in SOX audits and internal control testing as an internal/external auditor with relevant risk management and compliance experience in banking & financial GCC companies
• Strong experience with designing and/or testing Business process controls ∙ Understanding of and experience with risk management relevant fields and frameworks, including SOX, COSO

• Knowledge or background within auditing, internal or external
• Strong stakeholder management skills (risk/function owners, auditors)

• Ability to multitask and successfully manage multiple priorities and projects
• Strong work ethic, enthusiastic, self-starting, adaptable and enjoys change in a super engaged team
• Able to make decisions, assess and resolve problems effectively
• Able to work independently & autonomously, while still being a strong team player
• Fully comfortable working in English, both written and spoken
• Understand EY and its service lines and actively assess what the firm can deliver to serve clients.

To qualify for the role you must have

• 4+ years of experience gained within compliance, internal controls, internal/external audit, including experience leading teams in an international environment
• Good understanding of the Bank Risk & control framework and the underlying concepts on Risk Management

Ideally, you’ll also have

• Excellent communication skills

What we look for

We’re looking for passionate leaders with strong vision and a desire to stay on top of trends in the risk industry. If you have a genuine passion for helping businesses achieve their full potential, this role is for you.

What working at EY offers

EY is committed to being an inclusive employer and we are happy to consider flexible working arrangements. We strive to achieve the right balance for our people, enabling us to deliver excellent client service whilst allowing you to build your career without sacrificing your personal priorities. While our client-facing professionals can be required to travel regularly, and at times be based at client sites, our flexible working arrangements can help you to achieve a lifestyle balance.

About EY

As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom to make things better. So that whenever you join, however long you stay, the exceptional EY experience lasts a lifetime.

Join us in building a better working world. Apply now.