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Wealth Management (Private Bank) - Market Supervisory Manager Vice President

JPMorgan Chase & Co.

JPMorgan Chase & Co.

Accounting & Finance, People & HR, Operations
Milan, Italy
Posted on Sunday, June 9, 2024

Job Description

This is a great opportunity to join Market Supervisory Management team in Milan.

As a Market Supervisory Manager Vice President in Market Supervisory Management team you will be respsible for supporting the Wealth Management activities in Milan.

Job responsibilities

  • Escalate issues to senior management within all areas of the 1st, 2nd and 3rd lines of defence
  • Provide 1st level control and oversight of the investment business
  • Review and assess client trading activity and any potential suitability issues on a pre-execution basis
  • Independent review and assessment of client suitability profiles based on data collected from clients and the front office
  • Review and assess investment concentration issues in client accounts
  • Review and assess Email communications which trigger against firm wide policies
  • Review materials provided to clients to ensure they are appropriate and aligned to the clients investment objectives and needs
  • React to, manage and handle potential client situations e.g. trading errors or client complaints
  • Attend front office meetings to provide relevant feedback and stay apprised of their current priorities
  • Perform change management in respect of changes in policies / procedures / processes where these relate to investment activities e.g. implementation and training on enhanced suitability framework; new trading protocol; etc.
  • Operational Risk reporting and investigation

Required qualifications, capabilities, and skills

  • At least 5 years of experience with financial institutions in first line of defense oversight and control, supervisory risk and control or related functions
  • Bachelor's degree in business, finance, or related field
  • A self-motivated individual who is enthusiastic and has a keen interest in risk and control frameworks as well as the regulatory landscape
  • Excellent organisational skills and attention to detail, including the ability to manage multiple work-streams to tight deadlines and re-prioritise as required
  • Think like an owner with a business mind-set and able to deal with issues independently
  • A strong interest in and sound understanding of financial markets, products and wealth management is prerequisite for any potential candidate
  • Strong and proven experience gained within a financial institutions including monitoring experience
  • Strong communication and negotiation skills: the role will involve communicating with employees of varying levels, with diverse roles and different native languages
  • Fluency in English and language of the platform. Other languages are a bonus