We’re seeking someone to join our team as Associate in Client Onboarding Reg & Data Svc to maintain, review, process, and report regulatory programs; ensuring the data and documentation required is collected for new clients or existing clients extending their business relationship with Morgan into new products/jurisdictions.

In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships. This is an Associate position within Client Service & Relationship Management, which is responsible for managing internal and external client relationships. We do this by engaging in client service activities, optimizing the client experience, and managing vendor/external business partner relationships.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you'll do in the role:

• Execute processes/functions and/or support process management and project efforts, leveraging knowledge of the systems, markets and instruments that influence the team.

• Recognize risk in day-to-day processes to draw out the key issues and contribute to process improvements.

• Build relationships within team and internal stakeholders, sharing knowledge to contribute to team output.

• Participate in projects and initiatives, aiding in solution formulation with a focus on timely execution.

• Strong understanding of market regulations to conduct remediations and clearing backlogs

• Ability to support the activities of the team pertaining to European regulations such as SFTR, EMIR, MiFID II, US regulations such as QIB, QFC and UMR and APAC regulations such as HKPI, Chinext &NZW, by ensuring clients are onboard with the necessary regulation information and documentation.

What you'll bring to the role:

• At least 2 to 6 years' relevant experience is required for this role

• Ability to establish clear goals and priorities, and address non-standard issues within area of expertise with minimal guidance and supervision

• Subject matter expertise in business area supported, client requirements, and ability to ensure control is not compromised to comply with client requests

• Culture carrier across Operations, embracing the Firm's core values

• Experience in market regulations like European Market Infrastructure regulations(EMIR) , Dodd Frank(DF) , Security based Swap Dealers(SBS) , Markets in Financial Instruments Directive (MiFID) , Securities Financing Transactions Regulation(SFTR) , Financial Industry Regulatory Authority (FINRA 2111) , Qualified institutional buyer (QIB) ,Qualified Financial Contract Stay Protocol (QFC) , Unclear Margin Rules(UMR) , Sophisticated Municipal Market Professional certificates (SMMP) , Foreign Bank Certificate (FBC), HKPI, Chinext, New Zealand safe harbour, MIFID is required.

• Understanding of KYC is a plus.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.