Graduate Trainee - Compliance
Societe Generale
Legal
Australia · Sydney, NSW, Australia
Posted on Nov 26, 2025
Responsibilities
- Responsible for tracking all interactions with Australia regulators in an organized and auditable manner.
- Responsible for responding to some Regulator inquiries either in written form (drafting documented responses) or on conference calls.
- Responsible for executing the implementation of the supporting documentation required to meet the regulatory requirements of all SG Australian entities including manuals, obligations registers and local policies.
- Contribute to robust and effective compliance controls within the organization.
- Responsible for the execution of some controls and approvals, especially Personal account dealing approvals and tracking and visitors' management and tracking.
- Responsible for preparatory work related to Compliance training program
- Responsible for production of regional reporting and other regional projects as required.
- Assist Compliance management with the preparation of Committee meeting materials.
- Other daily tasks include assisting the compliance team to manage day to day compliance obligations, and compliance team mailbox management.
- Monitor compliance with laws, regulations and internal policies.
- Remain up to date on the legislative, regulatory environment that SG operates in.
- Create compliance resource library for staff members to reference.
- Review existing policies that require review and updating.