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Market Equities Compliance Officer - Director / VP

Societe Generale

Societe Generale

Compliance / Regulatory
United Kingdom
Posted on Jan 23, 2026

Responsibilities

Societe Generale (SG) is one of Europe’s leading financial services groups, with a strong presence in global capital markets. The firm emphasises innovation and client-centricity, a commitment to sustainability and responsible banking, a diverse and inclusive workplace culture, and global reach. The Equities (EQD) division is part of the Global Markets (MARK) business unit and belongs to the Global Markets and Investor Services Division. The Equities Division offers a comprehensive suite of varied solutions covering the full spectrum of cash equity and derivative‑based services (both listed and OTC), equity finance, equity structured products, strategic equity transactions, and prime services activities providing market leading cross-asset solutions for institutional clients.

The main responsibilities include:

Provision of pro-active regulatory advice and training to the equity business line and Control Functions relating to exchange and clearing house requirements, regulatory requirements and new business initiatives (new markets, new products, change in processes, etc).

· Advise and alert business leaders on key compliance and regulatory risks affecting their business areas, offering practical, timely solutions adapted to the business context to address and mitigate these risks as well as assisting business lines in the implementation of appropriate risk management solutions.

· Identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues; and draft, update and implement compliance procedures and guidance as necessary to avoid or deal with similar situations in the future.