The Regulatory and Compliance Oversight (RCO) team operates within the UK Wholesale Banking (UK WSB) perimeter (Societe Generale London Branch (SGLB) and/or Societe Generale International Limited (SGIL)). Its mandate has six core components:

(1) Regulatory Engagement and External Relations: manages the Compliance support and response framework to UK regulators’ requests for information, visits, thematic assessments, and enquiries ensuring appropriate engagement with internal and external stakeholders (e.g. industry bodies).

(2) Regulatory & Governance Liaison: acts as the central hub for the function. It supports the Head of RCO with strategic direction and supports collaboration between all functional areas and all pillars.

(3) Regulatory Oversight: partners with Business and Service Units to drive the regulatory watch and UK regulatory change management process for Compliance. Provides advice, training and support on the Senior Managers and Certification Regimes (SMCR) and their implementation.

(4) Policy & Training Development: manages the UK WSB CPLE policies, procedures and training governance and oversight frameworks. Delivers policies and training on transversal Compliance Risk topics.

(5) Governance & Committee Support, Strategic Projects: provides committee management support and governance reporting.

(6) Compliance Risk Oversight: oversees the compliance risk framework at UK WSB CPLE level including risk assessments, reviews, incidents monitoring and reporting.

The Regulatory and Compliance Oversight Associate supports the Policy, Training & Risk Oversight (PTRO) and Regulatory Oversight and Compliance Governance (ROCG) Pillar Leads in delivering the respective Pillar deliverables. The Associate acts as an operational partner to the PTRO and ROCG Pillar Lead, ensuring the smooth execution of pillar responsibilities, while also contributing flexibly to wider RCO activities when required.

The Associate enables the Pillar Leads to focus on strategic oversight, stakeholder engagement and cross‑pillar coordination by taking ownership of day‑to‑day delivery, analysis and documentation tasks within the pillars.

The key objectives and primary goals of the Associate are to:

(1) Assist the PTRO Pillar Lead in monitoring, coordinating and enhancing compliance risk oversight activities (risk assessments, incident and complaints monitoring, RAS/RAF updates, MI).

(2) Support the PTRO Pillar Lead in ensuring that there is an appropriate level of formalisation for the Head of UK Wholesale Banking Compliance to demonstrate he took reasonable steps to prevent breaches and otherwise comply with his anticipated responsibilities as a Senior Manager (SMF16 Compliance Oversight),

(3) Deliver operational leadership, technical expertise, and strong collaboration by escalating risks and issues within wider SG London and Group governance and management frameworks.

(4) Support PTRO Lead in meeting the RCO policy drafting, training creation and associated reporting deliverables.

(5) Support the applicability analysis and certification framework for the deployment of Group compliance normative documentation, at local entity level.

(6) Support the continuous alignment with UK regulatory expectations, Group normative documentation developments, and business model changes.

(7) Provide cross-team support, working closely with other RCO colleagues to ensure effective information flow and continuity during peak periods or resource constraints.