Basic information
Job Name:
Compliance Coordinator
Location:
Washington, DC
Line of Business:
Legal & Compliance
Job Function:
Investor Services
Date:
Friday, September 12, 2025
Compliance Coordinator
The Carlyle Group
Legal, Administration
Washington, USA
USD 80k-110k / year
Posted on Sep 13, 2025
Position Summary
The Compliance Coordinator supports the maintenance and oversight of the regulatory compliance program for Carlyle and its registered investment advisors. This individual will assist with the day-to-day administration of Carlyle’s ongoing various global compliance monitoring programs, including core compliance and electronic communications, and provide administrative support to Carlyle’s compliance programs in support of its registered investment advisors.
Responsibilities
- Assist with compliance oversight of Carlyle's electronic communications retention program, including review of electronic communications and social media;
- Assist with the compliance onboarding process for new employees
- Assist with monitoring of employees' adherence to Carlyle's Insider Trading Policy, including brokerage account onboarding and broker feed maintenance;
- Assist with responses to and organization of compliance-related investor diligence requests, including role in the management of Carlyle's new due diligence questionnaire tool;
- Assist in monitoring of general compliance email inbox;
- Assist with periodic testing of compliance policies in respect of Carlyle's global private equity funds;
- Assist with information requests for annual compliance policy supervisory reviews and periodic regulatory reviews;
- Assist with follow-up with employees on outstanding compliance tasks, and maintenance of compliance files and documentation; and
- Other duties as needed and assigned.
Qualifications
- Bachelor’s degree with solid academic performance
- 3-4 years of Legal or Compliance experience; Financial Services experience preferred
- Excellent verbal/written communication skills
- Self-starter with strong organizational skills and attention to detail
- Ability to multi-task
- Strong Microsoft Office, Adobe Acrobat and computer skills
- Strong analytical skills
- Ability to work effectively as part of a team
- Superior work ethic and professional habits
The compensation range for this role is specific to Washington, DC and takes into account a wide range of factors including but not limited to the skill sets required/preferred; prior experience and training; licenses and/or certifications.
The anticipated base salary range for this role is $80,000 to $110,000.
In addition to the base salary, the hired professional will enjoy a comprehensive benefits package spanning retirement benefits, health insurance, life insurance and disability, paid time off, paid holidays, family planning benefits and various wellness programs. Additionally, the hired professional may also be eligible to participate in an annual discretionary incentive program, the award of which will be dependent on various factors, including, without limitation, individual and organizational performance.
Due to the high volume of candidates, please be advised that only candidates selected to interview will be contacted by Carlyle.
Company Information
The Carlyle Group (NASDAQ: CG) is a global investment firm with $465 billion of assets under management and more than half of the AUM managed by women, across 652 investment vehicles as of June 30, 2025. Founded in 1987 in Washington, DC, Carlyle has grown into one of the world's largest and most successful investment firms, with more than 2,300 professionals operating in 27 offices in North America, Europe, the Middle East, Asia and Australia. Carlyle places an emphasis on development, retention and inclusion as supported by our internal processes and seven Employee Resource Groups (ERGs). Carlyle's purpose is to invest wisely and create value on behalf of its investors, which range from public and private pension funds to wealthy individuals and families to sovereign wealth funds, unions and corporations. Carlyle invests across three segments - Global Private Equity, Global Credit and Carlyle AlpInvest - and has expertise in various industries, including: aerospace, defense & government services, consumer & retail, energy, financial services, healthcare, industrial, real estate, technology & business services, telecommunications & media and transportation.
At Carlyle, we believe that a wide spectrum of experiences and viewpoints drives performance and success. Our CEO, Harvey Schwartz, has stated that, "To build better businesses and create value for all of our stakeholders, we are focused on assembling leadership teams with the strongest insights from a range of perspectives." We strive to foster an environment where ideas are openly shared and valued. By bringing together teams with varied expertise and approaches, we enjoy a competitive advantage and create a stronger foundation for long-term success.