Compliance Officer

The D. E. Shaw Group
The D. E. Shaw Group

Software Engineering, Legal

New York, NY, USA

Posted on Sep 2, 2026

What you’ll do day-to-day

  • Conduct compliance testing by interpreting regulatory requirements, designing test plans, coordinating and carrying out reviews, and documenting findings and recommendations.
  • Perform investment adviser-related regulatory analysis, including evaluating the impact of new business initiatives and policy changes.
  • Monitor third-party service providers to ensure compliance with contractual and regulatory standards.
  • Prepare and present internal metrics and compliance reports for senior stakeholders.
  • Develop trainings to support compliance initiatives and promote awareness of regulatory obligations across the firm.