United States - Tennessee

Investment Banking

Investment Bank

Your role

Are you an innovative thinker? Are you focused on the details, even when under pressure? Do you enjoy delivering enhanced change capabilities across a range of business functions?

We’re looking for an Associate Director, Securities Specialist to be:

• Responsible for the day-to-day settlement processes for Equities and Fixed income Securities across the different markets with respect to buy-in related fails.
• Oversee daily settlement transactions across multiple UBS entities transacting in global markets.
• Manage potential buy-ins issued against UBS and securities inventory by issuing buy-ins to counterparties failing into UBS, as well as any trade fails and exception management associated with these activities.
• Monitor and manage fails from a Regulation of Short Sales 204 perspective and non-204 related Buy-Ins.
• Help drive interactions with different operations groups globally to provide client service to external clients, internal stakeholders, and supporting stakeholders.
• Develop valuable internal and external relationships with employees of varying seniority.

Qualified Applicants apply through sh-profrecruitingcc@ubs.com. Please reference 000867. NO CALLS PLEASE. EOE/M/F/D/V. #LI-DNI

Job Reference #

310153BR

City

Nashville

Job Type

Full Time

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

Your team

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

You’ll be working in the Investment Banking team in Nashville, TN.

Your expertise

• This position requires a Master's degree or foreign equivalent in Business Administration, Technology Management, Finance, or a related field of study and one (1) year of experience in the job offered or as an Associate Analyst, or a related occupation.

• The employer will alternatively accept a Bachelor's degree or foreign equivalent in a Business Administration, Technology Management, Finance, or a related field of study plus three (3) years of experience in the job offered or as an Associate Analyst, or a related occupation.

• Position requires experience with the following:
• Advanced Microsoft Excel
• Depository trust and clearing (DTC)
• Finance industry and financial products
• Researching financial concepts
• Rollout and integration product knowledge
• Risk assessment and management
• Broker/dealer operations concepts including Stock Record, Segregation, and Trade Lifecycle
• Industry and market driven initiatives to understand risks and impacts
• Designing and operating the effectiveness of key controls and processes
• Collaborating across functions to deliver strategic projects and change

*LI-DNI

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.