India

Information Technology (IT)

Group Functions

Your role

Are you an subject matter resource in audit and testing processes? Do you have a passion for driving initiatives that can ensure the Bank can meet its regulatory commitments? Can you communicate in an influential manner whilst maintaining excellent stakeholder relationships? Would you like to be a key contributor towards innovative process improvements?

We are looking for someone like that to join the Technology Audit Management team to:
• work collaboratively as the Technology Risk Management key point of contact for our External Auditor in the context of Financial Statements Audit, Regulatory (FINMA) Audit and SOC1 reports
• engage with global Technology Functional Risk Managers (FRM) throughout the scoping, fieldwork, and clearing of deficiciencies. Support validation of issues, including impact and root cause analysis with residual control assessment for pervasive deficiencies, spanning across multiple diviions
• maintain and track fieldwork progress reporting in regular management meetings
• contribute and take responsibility for continuous process improvements projects whilst adopting the agile framework

Job Reference #

301410BR

City

Pune

Job Type

Full Time

Your team

You’ll be working in the Technology Risk Management (TRM) organization. We are a team of risk professionals each with expertise in different disciplines providing services fundamental to the effective operation of Technology. Our risk management services include compliance, controls assessment and testing, frameworks, audit engagement, risk remediation, risk governance & reporting.

Your expertise

• a thorough understanding of the application of Sarbanes Oxley Section 404 or Main regulators requirements, with specific knowledge of the testing and remediation approaches required to meet our obligations under the rule
• demonstrated track record in IT risk management, testing, audit, consulting or compliance within financial services
• strong analytical skills with a technical background
• excellent problem-solving and communication skills

Desirable:
• robust knowledge of risk management and regulatory control frameworks (e.g. COBIT)
• 8+ years relevant experience with Big-4 experience in an external audit or consulting capacity focused on IT controls assessments and/or remediation is preferred
• experience in preparing and reviewing risk impactful management reports

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.