India

Compliance

Group Functions

Your role

Do you want to keep criminals and terrorists from abusing the financial and legislative systems? Are you the type of person willing to be an individual contributor, and stand up for what is right? Do you know how to maintain independence and objectivity? We are looking for someone who can:

perform Quality Assurance ("QA") work on AML Transaction Monitoring ("TM"), which includes sourcing and data analysis, sampling selection, independently performing AML TM sampled alerts, drafting of QA results, and reporting results to senior management

prepare assessments that reflect the Global minimum control standards, local standards, business practices and regulatory expectations

assist in the execution of routine periodic controls in line with FCP Assurance APAC regional plan.

escalate unusual/suspicious activities.

Job Reference #

305194BR

City

Mumbai, Pune

Job Type

Full Time

Your team

As a Quality Assurance Reviewer, you will be working within the APAC Financial Crime Prevention Assurance team. Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing. The Financial Crime Prevention QA team is responsible for testing & reviewing the quality of the Transaction Monitoring alerts within Financial Crime Prevention.

Your expertise

Your experience and skills:

University degree or international equivalent

ideally 8+ years of AML experience in wealth management and/or private bank.

prior experience in Transaction monitoring (team lead capacity), QA testing, Internal Audit and/or regulatory reviews (i.e., you know how to review and/or disposition alerts/reports)

Understanding of Transaction Monitoring framework and AML typologies.

Certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP)

excellent report writing skills with the ability to communicate risks, controls and proposed operational solutions in an effective way to audiences of all levels of seniority

able to ‘think on your feet’, balancing commercial objectives with legal, regulatory, and ethical considerations to arrive at sound judgments and decisions and providing compelling solutions

analytical with the ability to provide practical solutions and prioritize a diverse workload with multiple deadlines

result-oriented and assertive (you don’t shy away from challenging situations)

detail-oriented with the ability to multi-task and change directions based on business demands.

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.