India

Investment Banking

Investment Bank

Your role

The role is within the Global Equity Derivatives Middle Office function, specifically the Life Cycle team. Fundamentally the role involves ensuring the timely, complete and accurate capture of life cycle events within the risk management system. The team has day-to-day interaction with the Front Office, other Operations’ areas, Finance, Credit Risk, Market Risk and IT in solving complex problems.

We’re looking for an Integrated Middle Office Specialist to:

• Manage Lifecycle event processing and notification for Equity Derivatives and Equity Finance businesses.
• Be responsible for a suite of controls, facilitating support aimed at capturing all risk events within the shortest time possible
• Perform front-to-back reconciliations, monitoring and improving transaction flow
• Have good product knowledge spanning from Structured Derivatives to vanilla cash equity products
• Solving complex problems and acting as an interface to the Business, Settlements, Confirmations and Finance to ensure all client needs are met in an efficient manner
• make sure that trade booking practices adhere to predefined models, acting as gateway into the front-to-back infrastructure and maintaining static data maintenance
• investigate and respond to risk, P&L, settlements, confirmations, legal and IT queries
• Acting as the face off to the trading desks for lifecycle issues and queries
• Completion of daily checklists and end of day shuttles to confirm completeness of tasks
• Project work and UAT testing to improve the efficiency of day to day processes and control

Job Reference #

320347BR

City

Pune

Job Type

Full Time

Your team

The GED Equity Middle Office team offers a fast paced, challenging work environment and requires someone who is responsive and possesses excellent communication skills. The successful candidate will demonstrate the highest professional behavior, drive and commitment, and continuously strive to improve both their business and technical expertise, as well as improving the efficiency and effectiveness of the end to end process. The ability to take ownership, solve problems and work across the bank is essential.

Your expertise

• Ideally experience in a similar operational risk and control function, financial services background would be a plus
• Core product knowledge in Equities, ranging from understanding stock bookings and their associated lifecycle events (corporate actions / takeover / mergers) to equity swaps, futures and options.
• Great at problem analysis and resolution: identify and examine problems in order to understand them, generate options and recommend solutions which are logical, reasonable and realistic
• Proven risk assessment, fostering a zero tolerance policy for poor integrity and risk taking
• Team player able to work with various divisions to achieve outcomes.
• On top of industry and market driven initiatives to understand risks and impacts
• Good partner, collaborator across functions to deliver strategic projects and change
• Front Office facing and Equity Derivatives products experience

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.