Poland

Compliance

Asset Management

Your role

Do you have sharp analytical skills? Are you a stickler for getting things right? We are looking for someone like that who can help us:
• monitoring and controlling Portfolio Managers` investment decisions
• performing detailed analysis of client investment management agreements and seeking clarification of guidelines from the business where necessary
• attaching/testing rules to coded accounts and documenting/updating of knowledge repositories and workflow tools that form part of the process chain
• liaising with front office personnel e.g. Client Relationship Managers, Portfolio Managers and Traders
• onboarding new clients and agreeing investment restrictions for new mandates

Job Reference #

318867BR

City

Kraków

Job Type

Full Time

Your team

There is requirement to work in UK working hours (from 9:30 am till 6 pm Poland time).
You’ll be working in the Investment Guideline Monitoring team in Kraków (Fabryczna Office). Our role is to support the EMEA, America and APAC regions and to provide accurate investigation of potential breaches, investments that are not in line with the signed contract. Key objective of the role is to be very precise and consecutive in reading and interpreting the contracts. The role is available in Krakow.

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients. We follow office centric approach, with 3 days of work in the office and possibility of 2 flexible days from home.

Your expertise

• a graduate of finance, banking, economics, risk, accountancy, law
• motivated, self-directed and driven
• analytical and detail-oriented approach and the ability to provide practical solutions, able to work across teams and functions
• experience and interest in VBA, Python is an additional asset, but not a must
• very good in English both spoken and written, German as an additional language is an asset
• at least 3 year experience in Investment Management or Compliance environment
• experience on automated investment restrictions systems such as Sentinel, Charles River, MIG21, Aladdin desirable
• an understanding of financial instruments and their attributes (equities, fixed income, money market instruments, derivatives, funds, ETFs)

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through Poland-Whistleblowing@ubs.com