Poland

Investment Banking

Investment Bank

Your role

Have you had exposure to Equity, FX, Rates and Credit products?

We are looking for someone to:
- partner with our colleagues in the business and other key stakeholders to ensure our compliance with MIFID II and FinfraG: Trade Reporting and Order Recordkeeping requirements and provide day to day oversight of the quality, completeness and timeliness of our reporting
- operate a suite of controls designed to assure the completeness, accuracy and timeliness of our reporting under MIFID II and FinfraG and perform in depth analysis on resulting exceptions, identifying areas of misreporting and suggesting appropriate remediation actions
- feed into existing governance forums to provide updates on our reporting performance
- support in the maintenance of our eligibility services, conducting UAT to ensure technological and regulatory change does not have an adverse impact on our reporting performance
- create metrics to identify reporting issues and act quickly to determine the cause and escalate to our onshore counterparts as necessary

Job Reference #

322438BR

City

Kraków

Job Type

Full Time

Your team

The role is sat within the Investment Bank’s Regulatory Oversight Team. The team consists of a London based group of 5 and a Krakow based team of 5. The team's mandate is to ensure the Investment Bank adheres to specific regulatory requirements arising from the MIFID and FinfraG regulations.

Your expertise

- analyst with at least 3 years of experience within Middle Office or Financial Institution
- experience in business analysis and reconciliation operation ideally in an Investment Banking environment
- an understanding of Equity, FX, Rates and Credit products as well as of current and previous reporting regulations
- experience in process improvement and optimization
- strong verbal and written communication skills, an excellent working knowledge of Excel and an ability to challenge and communicate confidently at all levels within the organization
- a strategic and creative thinker, able to act with initiative and influence senior stakeholders
- a self-starter with the ability to work independently or collaboratively
- proactive and motivated in query resolution, and prioritisation with technology teams
- ability to Influence change amongst stakeholders
- hybrid working pattern: 3 days in the office in Kraków

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through Poland-Whistleblowing@ubs.com