Head - Process and Quality (AML/KYC) Specialist
UBS
Head – Process and Quality (AML/KYC) Specialist
Singapore
Operations, Risk
Global Wealth Management
Your role
Are you a strategic leader with proven management capabilities in leading and managing a team of 40 professionals? Do you have an affinity for risk, KYC and AML topics and have the ability to shape and drive the culture of large and diverse teams of professionals. As the Head of PQS for Singapore, you will lead the location PQS function, ensuring strategic alignment with front office priorities through reporting to the senior FO leadership. You will oversee a team of PQSSector Leads and members, driving operational consistency, regulatory compliance, and continuous improvement across diversemarkets. This role is pivotal in embedding a strong risk culture, enforcing the PQS service catalog, and ensuring accountability and oversight across the region.
Key Responsibilities and Requirements
• Strategic Leadership & Governance
• Reporting to FO senior leadership to ensure PQS strategy aligns with broader front office goals and governance frameworks.
• Represent PQS in senior leadership forums, cross-functional initiatives, and regulatory discussions.
• Drive the implementation and enforcement of the PQS service catalog across all sectors.
• Operational Oversight & Efficiency
• Centralize PQS reporting and coordination to reduce inefficiencies across diverse markets.
• Ensure uniformity in task execution, documentation standards, and process adherence across all desks and sectors.
• Oversee the PQS Coordinator’s role in managing cross-sector initiatives and quality assurance.
• Champion process improvements and digital transformation initiatives within the PQS function to ensure sustainability and scalability of the processes.
• People Leadership & Development
• Lead and develop a team of Sector Leads and Desk PQS members, fostering a high-performance culture.
• Provide coaching, performance management, and succession planning for the PQS function.
• Promote best practice sharing and continuous learning across the region.
• Risk Management & Compliance
• Ensure robust oversight of KYC/AML processes, including Source of Wealth corroboration, periodic reviews, and related remediation for the front office.
• Coordinate escalations with Legal, Compliance, and Risk stakeholders.
• Monitor and review PQS reports, operational incidents, and sector-level clean-ups.
Client Centricity & Collaboration
Ensure structured and proactive engagement of MTH/CAs to elevate knowledge of KYC/AML requirements, improving rate of first time right.
Job Reference #
323590BR
City
Singapore
Job Type
Full Time
Your Career Comeback
We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.
Your team
You’ll lead the PQS function for Singapore, overseeing Sector Heads and Desk PQS teams across the location. Your team plays a vital role in ensuring compliant and efficient client lifecycle management, with a strong focus on KYC and AML standards.
Your expertise
We are looking for a highly motivated team player with the following qualities and skills:
• Minimum 10 years of experience in Wealth Management, with at least 5 years in a leadership role within risk, compliance, or front office governance.
• Proven track record in managing large teams and driving cross-functional initiatives.
• Strong understanding of KYC/AML regulations, front-to-back processes, and risk frameworks.
• Strong strategic thinking, stakeholder management, and communication skills.
• Experience working across diverse markets in Asia and navigating complex regulatory environments.
• Fluent in English; proficiency in an additional Asian language is a plus.
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
How we hire
We may request you to complete one or more assessments during the application process. Learn more
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Contact Details
UBS Business Solutions SA
UBS Recruiting
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.