United States - Tennessee

Risk

Group Functions

Your role

UBS Business Solutions US LLC is seeking an Associate Director, Risk Control Specialist in Nashville, TN

Are you an innovative thinker? Do you enjoy delivering enhanced change capabilities across a range of business functions? Do you know how to make sure things run smoothly?

We’re looking for an Associate Director, Risk Control Specialist to:

• Assist in the ongoing management of market risk governance and framework.
• Coordinate and monitor market risk periodic reviews and controls (e.g., annual limit review, annual loss advisory controls (LAC) threshold review, annual review of risk reporting & analysis executed controls on the book hierarchy), cooperate with market risk officers to ensure completeness and mitigate governance gaps.
• Consistently scan market risk controls landscape, assessing gaps and identifying opportunities for improving processes and systems; cooperate with various teams, including IT, Risk Frameworks and Market Risk Change, to introduce and develop enhancements and solutions to improve the market risk framework, implement enhancements to streamline processes and improve efficiency.
• Collaborate with global and market risk policy governance teams; monitor and assist in periodic and ad-hoc revisions of market risk documents, ensuring alignment with policy governance framework and standards; collaborate with risk control teams on various projects and initiatives including management of co-owned documentation (both formal policies, procedures, guidelines, and offline documents).
• Coordination of periodic and recurring meetings, taking minutes of the meetings, action tracking.
• Assist in regulatory and internal audit exams and issue remediations; cooperation across market risk teams to ensure completeness, tracking progress, ensure timely materials delivery; can work remotely.

Qualified Applicants apply through SH-ProfRecruitingcc@ubs.com. Please reference 002558. NO CALLS PLEASE. EOE/M/F/D/V

*LI-DNI

Job Reference #

325068BR

City

Nashville

Job Type

Full Time

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

Your team

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

You’ll be working in the Risk Control team in Nashville, TN.

Your expertise

Education & Experience Requirement

• a Bachelor’s degree or foreign equivalent in Finance, Risk Management, or any Management related field of study plus 6 years of experience in the job offered or 6 years of experience as a Regulatory Affairs Specialist, Policy Governance Analyst, Quality Assurance Analyst, or a related occupation.

Position requires experience with the following:

• Market risk framework management; coordination and monitoring market risk periodic reviews and controls;
• Monitoring document revision cycles and planning revision processes to ensure alignment with policy governance standards;
• Management of market risk periodic reviews and controls; ability to analyze and work with large amount of data; identifying gaps in market risk processes and controls to develop enhancements to improve efficiency;
• Analysis, feedback, defining problems, finding, evaluating, and communicating solutions to recognize issues and problem solve;
• Coordinating regulatory audit engagement and cooperation across market risk teams to ensure completeness, tracking progress, ensure timely material delivery;
• Meeting coordination, action tracking and minutes taking; facilitating and managing projects that necessitate collaboration across various departments and involving employees of different seniority levels.

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.