Mainland China

Investment Banking

Investment Bank

Your role

We're looking for someone who

• Process clearing & settlement for Exchange and OTC products, and Equity Capital Market projects
• Perform control process such as reconciliation and prepare regulatory reporting
• Be client focused and manage queries from both external and internal clients
• Be able to ensure all internal procedures and controls are complied with local rules, regulations and UBS internal policies when perform daily processing
• Involve in business initiatives and projects, assist manager to develop effective control standards and operational processes/flows
• Take initiatives to raise system enhancement requirements and takes part in testing

Job Reference #

330399BR

City

Shanghai

Job Type

Full Time

Your team

You'll be working in UBSS Ops Settlement Team which almost involved in all Chinese security company business like IB, WM, GB, AM and so on. We are responsible for Clearing & Settlement of Exchange and OTC products, and Equity Capital Market projects. We provide support new business initiatives and system enhancement projects.

Your expertise

You have/are:
• A university degree
• Fluent in both English and Chinese
• Fresh graduates or 2 years experience working in similar position
• Good sense of operational risk control
• Knowledge and experience in Chinese securities industry and familiar with products and local clearing and settlement rules in both Exchange and OTC market
• A firm grasp of knowledge on CSRC/Exchange/CSDCC/CSFC/SIPF regulatory reports requirements, and has good sense to track with regulatory requirements changes and timely enrich internal controls where necessary
• Detail-oriented, motivated and self-driven
• The proven ability to handle multiple projects and manage conflicting priorities
• A strong team player with good communication skills to ensure effective cooperation with internal/external clients or other team members
• Security Qualification Certificate a plus.

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.