India

Investment Banking

Investment Bank

Your role

Are you client oriented? Do you like to challenge the status quo and improve processes?
We are looking for an Authorized Officer who will manage end-to-end client onboarding for domestic clients and Foreign Portfolio Investors (FPIs) in India markets. This role ensures compliance with regulatory requirements, internal standards, and operational excellence while supporting Global Markets business lines.
We are looking for a team member to help support the onboarding function for the local India business by performing the following tasks:

• support end-to-end client onboarding process by becoming an SME in KYC and regulatory requirements for India
• manage prioritization, take ownership of cases and escalate where necessary, collaborate with global regulatory, tax and KYC Review teams
• responding to upcoming regulatory changes and new requirements which impact the local franchise
• ensuring all documentation is maintained and updated properly
• facing off external clients and internal colleagues such as Front Office, Middle Office, Compliance, Legal
• other team tasks include: reporting and MIS generation, supporting remediation projects, support audit queries , planning and participating in IT changes, support/initiate automation and simplification projects

Job Reference #

331556BR

City

Mumbai

Job Type

Full Time

Your team

You will be working in the Client Onboarding Engagement team of UBS Securities India Pvt ltd ( Mumbai) and responsible for the client onboarding function. You will have colleagues across APAC in Singapore, Hong Kong, China and Japan, and will also liaise with other members in EMEA and US.

Your expertise

• 6-10 years experience in due diligence, AML operations, KYC, client onboarding and/or related functions. Knowledge of FPI onboarding process would be an added advantage
• Self starter and a person with an eye for detail and high risk awareness
• Excellent communication and stakeholder management skills.
• demonstrate initiative in improving processes
• hard working, ambitious, able to adapt and to embrace change
• Ability to manage complex onboarding scenarios and exceptions independently.

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.