Process & Quality Specialist WM Markets - 12 months contract

Luxembourg

Business management, administration and support

Global Wealth Management

Your role

Are you passionate in banking process risks and tools? Are you interested in KYC and different regulatory requirements? Do you like to educate others, encouraging high quality standards? Do you want help us manage, preserve and grow the wealth of our clients?

We’re looking for a Process and Quality Specialist working in Markets to:

• support the preparation of the periodic KYC and AML checks for complex client structures having direct client contact
• support Client Advisors with Annual Suitability Reviews
• be a right hand of Client Advisors when it comes to regulatory/internal driven regulations and requirements as well -controls
• monitor risk reports, flag relevant issues to the team and escalate if necessary
• identify, evaluate and implement mitigation and improvement measures for client related or process/quality related risks
• collaborate closely with Client Advisors, Client Account Managers, the Desk Head, as well as various internal departments e.g. Business Acceptance, Business Risk Organization and Compliance

Job Reference #

328912BR

City

Luxembourg

Job Type

Full Time

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

Your team

You will be working in the Wealth Management Markets – Process and Quality Specialist Client Advisor support team in Luxembourg servicing our clients.

Your expertise

• banking related education, ideally with Compliance or Legal background or in a client facing team dealing with risk topics
• experience with Wealth Management and knowledge of the regulatory framework in Luxembourg
• proactive and supportive team player with a strong sense of responsibility and integrity with a positive attitude
• well organized, disciplined with a focus on details
• strong analytical skills and risk approach
• good written and verbal communication, presentation skills and proficient in MS Office & AI tools.
• fluent in English, other languages are considered an asset

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

When applying for this role, please note that additional background checks may be carried out and an original of your criminal record may be requested.

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