Australia

Compliance

Group Functions

Your role

Do you like financial markets? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity?

We are looking for a market conduct surveillance analyst who can:
• perform trade surveillance activities across Investment Bank (IB) & Global Wealth Management (GWM) divisions.
• analyse exceptions and instances of potentially suspicious activities flagged by our systems.
• engage with business stakeholders on escalations and other matters.
• drive continuous process improvements and contribute to strategic department projects and automation/optimisation initiatives.
• document and communicate review findings.
• successfully collaborate in an integrated APAC team with peers in Australia and throughout the APAC region
• develop and maintain relationships with senior management.

Job Reference #

336467BR

City

Melbourne

Job Type

Full Time

Your team

You will be working in the APAC Market Conduct Surveillance team which is a 2nd line function that supports Group Compliance and Operational Risk Control in achieving its strategic, operational, financial and compliance objectives. The role is located in Melbourne but will sit within a fully integrated regional team with exposure across all APAC markets

Your expertise

• Experience in trade/market surveillance, trade operations, advisory compliance, or DTR, within the financial industry or at a regulator
• Knowledge of financial markets, products and trade lifecycle
• A curiosity and ability to ‘dig deep’ in order to identify suspicious trading patterns, investigate and draw meaningful conclusions
• Excellent organisational, time management, writing, and problem solving skills
• Willingness to keep up with industry, regulatory developments and learn new concepts and methods.
• Ability to effectively communicate with senior stakeholders
*#LI-Hybrid

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.