GWM AML Advisor
UBS
Singapore
GWM AML Advisor
Singapore
Business management, administration and support
Global Wealth Management
Your role
Are you a seasoned risk manager and can provide challenge to senior management in their risk decisions? Do you enjoy working in teams and contribute to the sustainable risk management of the business? Then we are looking for someone like you!
In your new role you will:
• Provide 1st line advice and policy interpretation to Markets on AML related matters in line with regulatory expectations and global/regional policies, framework and guidance; assisting Markets with the articulation and assessment of AML risks to guide Markets in their decision making.
• Provide 1st line guidance to Markets on Level 2 queries2 for individual cases, providing practical advice and potential solutions to address identified AML/CFT risks for individual cases. Where needed, supporting Markets in their discussions with DDO on escalated Level 2 cases on a prioritized basis.
• Partner with OH and C&ORC to uplift Markets capabilities on AML/CFT topics by developing materials (e.g. scenario guidance), providing relevant training, sharing feedback through lessons learnt, and sharing of industry best practices.
• Support Markets from a 1st line risk perspective in timely completion of remediation programs, including, where appropriate, providing appropriate management reporting and advice around risks, issues & dependencies.
• present key updates to management including risks, issues & dependencies in appropriate forums and provide guidance on mitigation
• be a role model to your team of risk partners
• help drive a positive risk culture throughout the organization including driving and delivering selected trainings
Job Reference #
328961BR
City
Singapore
Job Type
Full Time
Your Career Comeback
We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.
Your team
As a AML Advisor, you will be part of the Global Wealth Management (GWM) AML Business Risk Competency team based in Singapore, assigned to cover senior Market Team Heads and Business Sector Heads across markets.
Your expertise
• completed higher education with at least 6-12 years of experience in the financial industry
• experience in risk management, compliance, operational risk or internal audit
• comprehensive understanding of wealth management business and the regulatory requirements in Hong Kong and/or Singapore
• strong collaboration skills and worked in teams previously
• strong communication, written and presentation skills
• proven analytical skills and commercial judgement that helps articulate rational solutions
• strong excel and power point skills
• team-oriented and able to work under pressure
• able to work with a multitude of stakeholders with varying seniorities independently
• well organized and able to manage a multitude of topics
• driven and passionate to make a positive change in the organization
About us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
How we hire
We may request you to complete one or more assessments during the application process. Learn more
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Contact Details
UBS Business Solutions SA
UBS Recruiting
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.