Poland

Compliance, Equities, Investment Banking

Investment Bank

Your role

Do you have a proven track record of delivering high quality outcomes within a dynamic and collaborative team? Do you have interest in equites markets and AI applications? We're looking for a Market Compliance Surveillance Analyst to:
• Provide timely analysis and disposition of automated Market Abuse Surveillance alerts.
• Execute Control Reviews of the Global Capital Market and Information Barrier Monitoring in case support is required
• Develop, test and implement Market Surveillance Solutions
• Partner with IT Teams to support optimized data delivery and explore AI practical applications
• Willingness to learn and develop in understanding of listed financial products

Job Reference #

339165BR

City

Kraków

Job Type

Full Time

Your team

You'll be joining the UBS Market Conduct Execution C&ORC IB Team in Krakow or Wroclaw. The team is agile and dynamic, covering serval discrete Monitoring and Surveillance disciplines. We provide 2LoD Control coverage for the UK and EU IB businesses via our Automated and Control environment. The Krakow Team is part of the broader UK/EMEA Market Conduct Surveillance Team and works collaboratively with the UK & EMEA C&ORC IB teams as well as other Regional and Global Market Conduct Execution Teams.

Your expertise

• At least 1 year of prior experience in financial markets or related control function such as Audit, Compliance, Finance, Front /Middle or Back Office.
• At least basic understanding of Investment Banking business
• at least basic use of Copilot or other AI applications will be considered as necessary
• Knowledge of market infrastructure and trade lifecycle is a plus
•Knowledge of European and UK Regulations & Market Conduct (e.g. MAR, MiFID II) regimes is a plus
• Experience testing and implementing new technological solutions is a plus

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through Poland-Whistleblowing@ubs.com