United States - California

Business management, administration and support

Global Wealth Management

Key responsibilities

Do you have a proven ability to create a business development strategy? Are you an expert when it comes to implementing growth plans? An Associate Market Executive assists with the day to day management and business growth of the branch and market. They drive business growth and assist with the management and development of Financial Advisors within the branch, perform compliance, regulatory and administrative tasks.

We’re looking for an Associate Market Executive to:

• Assist and support Market Executive and Branch Director with implementing growth initiatives, evaluate progress and create action plans
• Manage and resolve all escalated issues, including those that are financial, reputational, compliance, supervisory, operational and HR Governance risks
• Collaborate with Administrative, Supervisory and Operations managers to focus on product/process/service enhancement and optimization and risk management
• Monitor FA and client activity, ensuring that compliance meets with regulations and manage all client issues
• Coordinate branch activities and special events
• Assist with selecting, hiring and on-boarding of FAs and oversee conversion of transitioning FAs

Job Reference #

342833BR

City

San Francisco

Job Type

Full Time

The team

You will be working as part of Wealth Management Americas with collaborative market leadership team alongside Market Directors, Supervisory Officers, Operations, and Administrative leaders. Together, the team is responsible for delivering a best-in-class advisor experience, driving market performance, fostering a strong culture, and ensuring consistent execution of firm priorities across the Pacific Market. Your working location will be based in San Francisco or Pasadena, California.

Your skills and experience

• Ideally 5-10 years of experience within the wealth management industry
• Proven leadership experience
• Series 7, 66, and 9/10
• Motivated, self-directed and driven
• Understanding of international markets and Asia Pacific region
• Skilled at creating a positive business culture

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary Summary Posted to Talent Gateway

The indicative gross base salary range as a full-time equivalent role:
• United States - California - San Francisco min USD 140000 - max USD 180000 /annum

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.